Legal and Compliance Jobs in Mooresville, NC
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
Finance Risk Compliance Consultant
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
Data Center Policy and Compliance Manager
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 1 day ago
Job Description: The Data Center Policy and Compliance Manager will be responsible for leading the development, implementation, and lifecycle management of policy and standards documentation for...
- Charlotte, NC (21 miles from Mooresville, NC)
- 2 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 2 days ago
The Compliance Consultant is responsible for working with Compliance leaders to:##Ensure Novant Health and its affiliates compliance with state and federal regulatory requirements (including, but...
Senior Corporate Counsel - Capital Markets
- Charlotte, NC (21 miles from Mooresville, NC)
- 2 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 2 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
We are seeking an Associate Attorney to join our Trust and Probate Litigation Team! Requirements: 3-15 years of experience with Trust & Probate Litigation No book of business is required but...
Senior Data Privacy and IT Compliance Specialist
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
41640BR** **Requisition ID:** 41640BR **Business Unit:** COR **Job Description:** CDM Smith is seeking a Senior Data Privacy and IT Compliance Specialist to join our Corporate Business Technology...
Lead Compliance Officer Global Surveillance Oversight (GSO)
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part Trade Surveillance Oversight Team. This role will be responsible for providing oversight of the front-line Market Conduct...
VP, AML Compliance Officer - ACRM USPB Cards (Hybrid)
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
The AML Compliance Risk Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
Compliance Department colleagues, global partners including Risk, and other control/oversight groups like Supervision....
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 4 days ago
and Requirements Looking for a legal career thats actually rewarding? USI is adding to its team of trusted employment attorneys, and we want you. Are you ready for a change? Are you getting fed up...
We are seeking a dedicated Junior Attorney to join our corporate support team. Our team supports our ABA therapy Learning Centers and our sister company's hospice locations throughout the...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
LEGAL & COMPLIANCE MANAGER IN CHARLOTTE Date Posted: Friday, June 6, 2025 ?...
Senior Legal Counsel (Charlotte)
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 5 days ago
Senior Legal Counsel (Charlotte) Deriva Energy dental insurance, life insurance, vision insurance, flexible benefit account, parental leave, paid time off, 401(k) United States, North Carolina,...
Complex Personal Injury Attorney
- Charlotte, NC (21 miles from Mooresville, NC)
- 6 days ago
- Charlotte, NC (21 miles from Mooresville, NC)
- 6 days ago
What You'll Do: Provide legal oversight on catastrophic injury files to ensure clients receive optimal medical care and are referred to the right specialists. Act as a resource and leader to the...
Demographic Data for Mooresville, NC
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Salary for Legal and Compliance Jobs in Mooresville, NC
Highest Education Level
Legal and Compliances in Mooresville, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Medical Malpractice Law
- Motion Practice
- Legal Analysis
- Juvenile Law
- Strategy Development
- Drafting
- Regulations
- Settlement Negotiation
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Drafting Pleadings
- Administrative Law
- Torts
- Product Liability
- Commercial Transactions
- Law and Motion
- Briefs
- Commercial Law
- Oral Advocacy
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Insurance Law
- Software Licensing
- Wrongful Death
- General Liability
- Insurance Defense
- Arbitration
- Litigation
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Reimbursement
- Risk Management
- Finance
- Military Background
- Analytical Skills
- Negotiation
- Auditing
- Investigation
- Verbal Communication
- Presentation
- Written Communication
- Flexibility
- Collaboration
- Documentation
- Interpersonal Skills
- Employee Development
- Reporting
- Filing
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Time Management
- Teamwork
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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