Legal and Compliance Jobs in Monroe, NC
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
- Wells Fargo
- Charlotte, NC (20 miles from Monroe, NC)
- 5 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 5 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer to serve as a leader within the Personal Account Dealing (PAD) program, with responsibility for critical components of the control...
In PersonJunior Compliance Officer (Operations, Junior Analyst)
- MIL Corp.
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I 9 audit support services and worksite enforcement...
In PersonUnderwriting Compliance Specialist Charlotte, NC, USA
- Ryan Specialty
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
Conducts regular audits of the underwriting processes, policy issuance, and claims handling to assess compliance and identifies areas for improvement....
In PersonSenior HR Compliance Specialist
- City National Bank
- Charlotte, NC (20 miles from Monroe, NC)
- 14 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 14 days ago
SENIOR HR COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? Reporting to the Human Resources Compliance Manager, the Senior Human Resources Compliance Specialist plays a pivotal role in supporting...
RemoteGeneral Liability/Workers Compensation Attorney
- GPAC
- Charlotte, NC (20 miles from Monroe, NC)
- 14 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 14 days ago
This opportunity offers a balanced and dynamic caseload consisting of approximately 50% General Liability and 50% Workers' Compensation matters....
In PersonSenior Compliance Director - Regulatory Engagement & Policy Governance Charlotte, NC, USA
- Vanguard Group, Inc.
- Charlotte, NC (20 miles from Monroe, NC)
- 20 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 20 days ago
Senior Compliance Director - Regulatory Engagement & Policy Governance Provides enterprise-wide strategic leadership for Vanguard's regulatory engagement program and Compliance Policy Governance...
HybridContract and Compliance Specialist
- Alpha Omega Construction Group
- Monroe, NC
- 30+ days ago
- Monroe, NC
- 30+ days ago
Coordinates with branch representatives, subcontractors, and insurance agents to ensure compliance with subcontractor requirements, including worker’s compensation and general liability policies....
In Person- Ameriprise Financial
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
About Our Company We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000...
RemoteConsultant - Infrastructure Funding and Compliance Specialist
- Stantec Inc.
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
At Stantec, we design with community in mind. We bring together engineering, environmental sciences, architecture, and consulting to solve complex infrastructure challenges and improve quality of...
In Person Part TimeDemographic Data for Monroe, NC
Moving to Monroe, NC? Find some basic demographic data about Monroe, NC below.
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Salary for Legal and Compliance Jobs in Monroe, NC
Highest Education Level
Legal and Compliances in Monroe, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Motion Practice
- Adobe Acrobat
- Legal Analysis
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Drug Testing
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Dispute Resolution
- Drafting Pleadings
- Torts
- Product Liability
- Alternative Dispute Resolution
- Commercial Transactions
- Briefs
- Legal Terminology
- Oral Advocacy
- Construction Law
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Software Licensing
- Corporate Governance
- Wrongful Death
- General Liability
- Professional Liability
- Insurance Defense
- Arbitration
- Litigation
- Employee Benefits
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Estimating
- Case Management
- Reimbursement
- Closing
- Finance
- Negotiation
- Auditing
- Investigation
- Documentation
- Employee Development
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Flexibility
- Microsoft Excel
- Research Skills
- Microsoft Office
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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