Legal and Compliance Jobs in Iowa
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
- Wells Fargo
- West Des Moines, IA
- 3 days ago
- West Des Moines, IA
- 3 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer to serve as a leader within the Personal Account Dealing (PAD) program, with responsibility for critical components of the control...
In PersonSenior Compliance Coordinator - ICTS Regulatory Core
- University of Iowa
- Iowa City, IA
- 6 days ago
- Iowa City, IA
- 6 days ago
The Senior Compliance Regulatory Coordinator I in the Institute for Clinical and Translational Science will be an integral member of the research team in the I nstitute for C linical and T...
In Person Full TimeStatistical Compliance Manager
- Employers Mutual Casualty Company
- Des Moines, IA
- 8 days ago
- Des Moines, IA
- 8 days ago
Education & Experience: Bachelor's degree in business, statistics, finance or related field, or equivalent relevant experience Ten years of experience with property and casualty insurance regulatory...
In PersonIntermediate Compliance Analyst - Broker Dealer & Registered Investment Advisor (Hybrid)
- Aegon
- Cedar Rapids, IA
- 21 days ago
- Cedar Rapids, IA
- 21 days ago
Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging...
HybridLead Compliance Analyst - Broker Dealer & Registered Investment Advisor (Hybrid)
- Aegon
- Cedar Rapids, IA
- 21 days ago
- Cedar Rapids, IA
- 21 days ago
Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging...
HybridCompliance Consultant Advertising Compliance
- Sammons Financial Group
- West Des Moines, IA
- 30+ days ago
- West Des Moines, IA
- 30+ days ago
What You Can Expect In This Role We are seeking candidates with experience in both advertising review and advertising filing, ensuring compliance with applicable regulatory requirements....
In PersonInsurance Compliance Administrator - Crop
- QBE Insurance Group Limited
- Council Bluffs, IA
- 30+ days ago
- Council Bluffs, IA
- 30+ days ago
Primary Details Time Type: Full time Worker Type: Employee The Opportunity: This position will assist in the delivery of a compliance quality control function by performing compliance reviews and...
HybridRisk Management & Compliance Director
- Orchard Place
- Des Moines, IA
- 60+ days ago
- Des Moines, IA
- 60+ days ago
Why Orchard Place? At Orchard Place, we are dedicated to building a brighter future for children and families through compassionate care, early intervention, and community integration. Join our...
In PersonSr IT Service Management and Compliance Analyst
- Transamerica
- Cedar Rapids, IA
- 60+ days ago
- Cedar Rapids, IA
- 60+ days ago
Job Family IT Operations About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the...
HybridLead IT Service Management and Compliance Analyst
- Aegon
- Cedar Rapids, IA
- 90+ days ago
- Cedar Rapids, IA
- 90+ days ago
Job Family IT Operations About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the...
HybridDemographic Data for Iowa
Moving to Iowa? Find some basic demographic data about Iowa below.
Legal and Compliance Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job titles
Salary for Legal and Compliance Jobs in Iowa
Highest Education Level
Legal and Compliances in Iowa offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Motion Practice
- Adobe Acrobat
- Legal Analysis
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Drug Testing
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Dispute Resolution
- Drafting Pleadings
- Torts
- Product Liability
- Alternative Dispute Resolution
- Commercial Transactions
- Briefs
- Legal Terminology
- Oral Advocacy
- Construction Law
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Software Licensing
- Corporate Governance
- Wrongful Death
- General Liability
- Professional Liability
- Insurance Defense
- Arbitration
- Litigation
- Employee Benefits
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Estimating
- Case Management
- Reimbursement
- Closing
- Finance
- Negotiation
- Auditing
- Investigation
- Documentation
- Employee Development
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Flexibility
- Microsoft Excel
- Research Skills
- Microsoft Office
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills