Legal and Compliance Jobs in Fort Mill, SC
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
Lead Compliance Officer - Operational Excellence, Governance & Controls (OEGC) Team
- Charlotte, NC (14 miles from Fort Mill, SC)
- 1 day ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 1 day ago
About this role: Wells Fargo is seeking a Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of Corporate Compliance Regulatory Change Management...
Security, Risk, and Compliance Consultant
- Charlotte, NC (14 miles from Fort Mill, SC)
- 1 day ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 1 day ago
Job Title: Security, Risk, and Compliance Consultant Location: Charlotte, N, Onsite Contract Role Job Summary: We are seeking an experienced consultant to lead or support cybersecurity, risk,...
Senior Lead Compliance Officer - CIB Fixed Income Sales & Trading Compliance Team
- Charlotte, NC (14 miles from Fort Mill, SC)
- 3 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 3 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within the Fixed Income Sales & Trading Compliance...
Compliance Analyst I (Mid Level) - Bank
- Charlotte, NC (14 miles from Fort Mill, SC)
- 4 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 4 days ago
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for...
Senior Lead Compliance Officer - Municipal Products Group
- Charlotte, NC (14 miles from Fort Mill, SC)
- 5 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 5 days ago
Foster an environment that ensures strong communication and cooperation across the three lines of defense, including business line leadership, Legal, Audit, Compliance, and other corporate stakeholders...
Associate Corporate Counsel / Commercial Law Attorney
- Fort Mill, SC
- 5 days ago
- Fort Mill, SC
- 5 days ago
Counsel and train employees on bid and contract review processes and other relevant legal, compliance, and risk management issues, best practices and corporate strategies....
Import/Export Classification & Compliance Specialist
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
JAS is an international, non-asset-based supply chain services and solutions company. Our services include air and ocean freight forwarding, contract logistics, customs brokerage, distribution,...
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
We are a Firm where people truly believe in what they do and strive to achieve the highest standards of performance and success. T his position may be filled in any of our U.S. offices....
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
Ogletree has an opportunity for an experienced Labor Attorney with labor law knowledge and 2 + years of employment/ labor law experience including labor arbitrations, unfair labor practice...
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
We are a Firm where people truly believe in what they do and strive to achieve the highest standards of performance and success. * This role can be filled in any of our U.S. offices, with...
Assistant General Corporate Counsel - Wealth Management, Personal Trust and Investments Attorney
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 6 days ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
- Charlotte, NC (14 miles from Fort Mill, SC)
- 7 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 7 days ago
About Figure Figure is maximizing the value of homeownership in ways that benefit consumers and the industry alike. We're helping homeowners tap their liquidity easily, efficiently and reasonably...
- Charlotte, NC (14 miles from Fort Mill, SC)
- 10 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 10 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics within the Cross Asset Team. The Lead Compliance...
Legal Counsel - Private Wealth
- Charlotte, NC (14 miles from Fort Mill, SC)
- 10 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 10 days ago
Legal Counsel - Private Wealth Charlotte | La Jolla We are global private markets specialists delivering tailored investment solutions, advisory services, and impactful, data driven insights to...
Sr. Federal Compliance Consultant - Federal Advisory (remote)
- Charlotte, NC (14 miles from Fort Mill, SC)
- 12 days ago
- Charlotte, NC (14 miles from Fort Mill, SC)
- 12 days ago
This position will be remote with a strong preference to be hired in the Washington, DC metropolitan area. Optiv + ClearShark is looking for a Sr. Federal Compliance Consultant to join the Federal...
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Salary for Legal and Compliance Jobs in Fort Mill, SC
Highest Education Level
Legal and Compliances in Fort Mill, SC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Corporate Law
- Personal Injury Law
- Motion Practice
- Legal Analysis
- Juvenile Law
- Legal Compliance
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Trial Preparation
- Appellate
- Research and Writing
- LexisNexis
- Drafting Motions
- Commercial Litigation
- Drafting Pleadings
- Contract Law
- Product Liability
- Commercial Transactions
- Civil Procedure
- Briefs
- Commercial Law
- Oral Advocacy
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Antitrust Law
- Insurance Law
- Corporate Governance
- Wrongful Death
- General Liability
- Insurance Defense
- Litigation
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Reimbursement
- Finance
- Analytical Skills
- Military Background
- Investigation
- Written Communication
- Verbal Communication
- Negotiation
- Auditing
- Writing Skills
- Flexibility
- Documentation
- Collaboration
- Employee Development
- Interpersonal Skills
- Reporting
- Filing
- Policy Development
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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