Legal and Compliance Jobs in White Plains, NY
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
Associate Attorney - General Liability - Hybrid
- Kahana Feld
- New York, NY (22 miles from White Plains, NY)
- 17 hours ago
- New York, NY (22 miles from White Plains, NY)
- 17 hours ago
We have immediate openings for General Liability Attorneys in our New York office and welcome applications from experienced practitioners, attorneys seeking to transition into a new practice area, and...
Hybrid- Catholic Charities Diocese of Paterson
- Paterson, NJ (22 miles from White Plains, NY)
- 2 days ago
- Paterson, NJ (22 miles from White Plains, NY)
- 2 days ago
For over 75 years, Catholic Family and Community Services, has provided at little or no cost, a full spectrum of services to individuals who are oppressed, families who are in crisis and...
In PersonDeputy Chief Compliance Officer, Corporate Vice President
- New York Life Insurance Company
- New York, NY (22 miles from White Plains, NY)
- 2 days ago
- New York, NY (22 miles from White Plains, NY)
- 2 days ago
Location Designation: Hybrid - 3 days per week Role Overview: This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Lifes retail securities...
HybridCompliance Director - Equity Sales & Trading
- Piper Sandler Companies
- New York, NY (22 miles from White Plains, NY)
- 3 days ago
- New York, NY (22 miles from White Plains, NY)
- 3 days ago
Stay abreast of the local and global regulatory environment and work closely with other Legal and Compliance leads to ensure the firm's adherence to pertinent securities laws and regulations....
In PersonJunior Compliance Officer (Operations, Junior Analyst)
- MIL Corp.
- New York, NY (22 miles from White Plains, NY)
- 6 days ago
- New York, NY (22 miles from White Plains, NY)
- 6 days ago
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I 9 audit support services and worksite enforcement...
In Person- City of New York
- Long Island City, NY (21 miles from White Plains, NY)
- 7 days ago
- Long Island City, NY (21 miles from White Plains, NY)
- 7 days ago
Company Description Job Description ONLY PERMANENT EMPLOYEES IN THE TITLE AND THOSE THAT ARE REACHABLE ON THE PUBLIC HEALTH ADVISER CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY. Division/Program...
RemoteCompliance Consultant, Employee Health & Benefits
- Marsh & McLennan Companies, Inc.
- Saddle Brook, NJ (19 miles from White Plains, NY)
- 8 days ago
- Saddle Brook, NJ (19 miles from White Plains, NY)
- 8 days ago
Compliance Consultant - Employee Health & Benefits Our not-so-secret sauce. Award-winning, inclusive, Top Workplace culture doesn't happen overnight. It's a result of hard work by extraordinary...
HybridETF & 1940 Act Registered Funds Compliance Officer - Vice President
- icapitalnetwork
- New York, NY (22 miles from White Plains, NY)
- 10 days ago
- New York, NY (22 miles from White Plains, NY)
- 10 days ago
About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses....
Remote2127 - Reps & Warranties Insurance Staff Attorney
- Holland & Knight
- New York, NY (22 miles from White Plains, NY)
- 10 days ago
- New York, NY (22 miles from White Plains, NY)
- 10 days ago
H&K is seeking a lawyer with 4+ years corporate, M&A deal or other transactional experience to join our dynamic Representations and Warranties Insurance (RWI) underwriting team, one of the largest...
In PersonCompliance Manager (Accident & Health) New York, NY, USA
- Allstate Insurance Company
- New York, NY (22 miles from White Plains, NY)
- 12 days ago
- New York, NY (22 miles from White Plains, NY)
- 12 days ago
Compliance Manager (Accident & Health) At Allstate, great things happen when our people work together to protect families and their belongings from life's uncertainties. And for more than 90...
RemoteCompliance Specialist Senior Wealth Management
- City National Bank
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for...
Remote- HCC Service Company
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
Claims Attorney Location: NY, NY Reports to: Senir Claims Operations Manager Employment Type: Full time Job Req ID: 2026 Req Begin Date: 5 /11/2026 About TMHCC Tokio Marine HCC (TMHCC) brings 50...
In PersonSenior Compliance Officer - FCM Advisor - VN2537
- Marex Group, Plc.
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
- New York, NY (22 miles from White Plains, NY)
- 20 days ago
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
In Person- Hall Booth Smith, P.C.
- New York, NY (22 miles from White Plains, NY)
- 21 days ago
- New York, NY (22 miles from White Plains, NY)
- 21 days ago
The Manhattan, New York office of Hall Booth Smith, P.C., (HBS) is seeking an Associate Attorney to join its Premises Liability, General Liability, and New York Labor Law practice groups....
In Person- Robert Walters
- New York, NY (22 miles from White Plains, NY)
- 21 days ago
- New York, NY (22 miles from White Plains, NY)
- 21 days ago
Contract Type: Perm Specialism: Legal & Compliance Focus: Buy-side Compliance Industry: Financial Services Salary: Negotiable Workplace Type: Hybrid Experience Level: Mid Management Location: New York...
HybridDemographic Data for White Plains, NY
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Salary for Legal and Compliance Jobs in White Plains, NY
Highest Education Level
Legal and Compliances in White Plains, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Motion Practice
- Adobe Acrobat
- Legal Analysis
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Drug Testing
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Dispute Resolution
- Drafting Pleadings
- Torts
- Product Liability
- Alternative Dispute Resolution
- Commercial Transactions
- Briefs
- Legal Terminology
- Oral Advocacy
- Construction Law
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Insurance Law
- Software Licensing
- Corporate Governance
- Wrongful Death
- General Liability
- Insurance Defense
- Arbitration
- Litigation
- Employee Benefits
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Estimating
- Case Management
- Reimbursement
- Closing
- Finance
- Negotiation
- Auditing
- Investigation
- Documentation
- Employee Development
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Flexibility
- Microsoft Excel
- Research Skills
- Microsoft Office
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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