Legal and Compliance Jobs in New York, NY
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
Compliance Specialist - Bond and Carnet (customs)
- UTi/DSV
- Iselin, NJ (20 miles from New York, NY)
- 13 hours ago
- Iselin, NJ (20 miles from New York, NY)
- 13 hours ago
FRAUD ALERT: Please note that DSV will never request a chat interview or solicit funds from applicants or employees through its interviewing and hiring process. We do not require any form of...
In PersonAssociate Attorney - General Liability - Hybrid
- Kahana Feld
- New York, NY
- 19 hours ago
- New York, NY
- 19 hours ago
We have immediate openings for General Liability Attorneys in our New York office and welcome applications from experienced practitioners, attorneys seeking to transition into a new practice area, and...
Hybrid- Catholic Charities Diocese of Paterson
- Paterson, NJ (14 miles from New York, NY)
- 2 days ago
- Paterson, NJ (14 miles from New York, NY)
- 2 days ago
For over 75 years, Catholic Family and Community Services, has provided at little or no cost, a full spectrum of services to individuals who are oppressed, families who are in crisis and...
In PersonDeputy Chief Compliance Officer, Corporate Vice President
- New York Life Insurance Company
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Location Designation: Hybrid - 3 days per week Role Overview: This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Lifes retail securities...
HybridCompliance Director - Equity Sales & Trading
- Piper Sandler Companies
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Stay abreast of the local and global regulatory environment and work closely with other Legal and Compliance leads to ensure the firm's adherence to pertinent securities laws and regulations....
In PersonStaff Attorney, Labor & Employment
- Verisk Analytics
- Jersey City, NJ (4 miles from New York, NY)
- 4 days ago
- Jersey City, NJ (4 miles from New York, NY)
- 4 days ago
Join our dynamic, multi-specialized team as a Staff Attorney where you will support the Company's employment law function by providing legal research, drafting, and advisory assistance on a broad...
HybridJunior Compliance Officer (Operations, Junior Analyst)
- MIL Corp.
- Newark, NJ (9 miles from New York, NY)
- 6 days ago
- Newark, NJ (9 miles from New York, NY)
- 6 days ago
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I 9 audit support services and worksite enforcement...
In Person- City of New York
- Long Island City, NY (3 miles from New York, NY)
- 7 days ago
- Long Island City, NY (3 miles from New York, NY)
- 7 days ago
Company Description Job Description ONLY PERMANENT EMPLOYEES IN THE TITLE AND THOSE THAT ARE REACHABLE ON THE PUBLIC HEALTH ADVISER CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY. Division/Program...
Remote- Arch Insurance Group
- Jersey City, NJ (4 miles from New York, NY)
- 8 days ago
- Jersey City, NJ (4 miles from New York, NY)
- 8 days ago
With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest...
Remote HybridCompliance Consultant, Employee Health & Benefits
- Marsh & McLennan Companies, Inc.
- Saddle Brook, NJ (11 miles from New York, NY)
- 9 days ago
- Saddle Brook, NJ (11 miles from New York, NY)
- 9 days ago
Compliance Consultant - Employee Health & Benefits Our not-so-secret sauce. Award-winning, inclusive, Top Workplace culture doesn't happen overnight. It's a result of hard work by extraordinary...
Hybrid- New York City, NY
- New York City, NY (2 miles from New York, NY)
- 9 days ago
- New York City, NY (2 miles from New York, NY)
- 9 days ago
ONLY PERMANENT EMPLOYEES IN THE TITLE AND THOSE THAT ARE REACHABLE ON THE PUBLIC HEALTH ADVISER CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY. Division/Program Summary: The School Compliance Unit (SCU)...
RemoteETF & 1940 Act Registered Funds Compliance Officer - Vice President
- icapitalnetwork
- New York, NY
- 10 days ago
- New York, NY
- 10 days ago
About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses....
Remote2127 - Reps & Warranties Insurance Staff Attorney
- Holland & Knight
- New York, NY
- 10 days ago
- New York, NY
- 10 days ago
H&K is seeking a lawyer with 4+ years corporate, M&A deal or other transactional experience to join our dynamic Representations and Warranties Insurance (RWI) underwriting team, one of the largest...
In PersonCompliance Manager (Accident & Health) New York, NY, USA
- Allstate Insurance Company
- New York, NY
- 12 days ago
- New York, NY
- 12 days ago
Compliance Manager (Accident & Health) At Allstate, great things happen when our people work together to protect families and their belongings from life's uncertainties. And for more than 90...
RemoteChief Ethics & Compliance Officer
- Centers Health Care
- Brooklyn, NY (3 miles from New York, NY)
- 12 days ago
- Brooklyn, NY (3 miles from New York, NY)
- 12 days ago
Chief Ethics & Compliance Officer Healthcare Leadership Opportunity | New York State Centers Health Care is seeking a dynamic, experienced Chief Ethics & Compliance Officer to lead compliance and...
In PersonDemographic Data for New York, NY
Moving to New York, NY? Find some basic demographic data about New York, NY below.
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Salary for Legal and Compliance Jobs in New York, NY
Highest Education Level
Legal and Compliances in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Motion Practice
- Adobe Acrobat
- Legal Analysis
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Drug Testing
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Dispute Resolution
- Drafting Pleadings
- Torts
- Product Liability
- Alternative Dispute Resolution
- Commercial Transactions
- Briefs
- Legal Terminology
- Oral Advocacy
- Construction Law
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Software Licensing
- Corporate Governance
- Wrongful Death
- General Liability
- Professional Liability
- Insurance Defense
- Arbitration
- Litigation
- Employee Benefits
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Estimating
- Case Management
- Reimbursement
- Closing
- Finance
- Negotiation
- Auditing
- Investigation
- Documentation
- Employee Development
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Flexibility
- Microsoft Excel
- Research Skills
- Microsoft Office
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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