Legal and Compliance Jobs in Norwalk, CT
A Legal and Compliance Officer in the insurance industry is responsible for ensuring that an organization operates within the legal and regulatory framework set by the government and the organization's policies. They oversee, manage, and enforce rules and regulations, minimizing risk through strict adherence to laws. They also provide advice on compliance, conduct audits, and establish controls to mitigate risks. Their role involves monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
For this role, an individual should possess a law degree or appropriate certifications. The Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are desirable. They must demonstrate strong analytical skills, attention to detail, and excellent communication and interpersonal skills. They should also have a comprehensive understanding of risk management. Previous job roles that could lead to a Legal and Compliance role within the insurance industry might include a Compliance Analyst, Legal Counsel, or Risk Management Officer.
Compliance Director - Equity Sales & Trading
- Piper Sandler Companies
- Greenwich, CT (11 miles from Norwalk, CT)
- 3 days ago
- Greenwich, CT (11 miles from Norwalk, CT)
- 3 days ago
Stay abreast of the local and global regulatory environment and work closely with other Legal and Compliance leads to ensure the firm's adherence to pertinent securities laws and regulations....
In PersonETF & 1940 Act Registered Funds Compliance Officer - Vice President
- icapitalnetwork
- Greenwich, CT (11 miles from Norwalk, CT)
- 10 days ago
- Greenwich, CT (11 miles from Norwalk, CT)
- 10 days ago
About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses....
RemoteCivil Defense Attorney - Casualty - 1-4 Yrs Experience - Melville, NY
- Marshall Dennehey
- Melville, NY (23 miles from Norwalk, CT)
- 12 days ago
- Melville, NY (23 miles from Norwalk, CT)
- 12 days ago
Join a litigation team where collaboration matters, mentorship is intentional, and your growth as an attorney is a firm-wide priority. The Opportunity Marshall Dennehey, P.C., a nationally...
In PersonAssociate Attorney Product Liability
- GPAC
- Greenwich, CT (11 miles from Norwalk, CT)
- 26 days ago
- Greenwich, CT (11 miles from Norwalk, CT)
- 26 days ago
Liability Product Warranty Claims Employment Litigation Disability Access and ADA Toxic Tort Business and Commercial Practice Pharmaceuticals and Medical Devices Real Estate Insurance Coverage Subrogation...
RemoteClaims Attorney Purchase, NY, USA
- Tokio Marine HCC
- Harrison, NY (17 miles from Norwalk, CT)
- 27 days ago
- Harrison, NY (17 miles from Norwalk, CT)
- 27 days ago
Claims Attorney
Hybrid- GPAC
- White Plains, NY (18 miles from Norwalk, CT)
- 30+ days ago
- White Plains, NY (18 miles from Norwalk, CT)
- 30+ days ago
Liability Product Warranty Claims Employment Litigation Disability Access and ADA Toxic Tort Business and Commercial Practice Pharmaceuticals and Medical Devices Real Estate Insurance Coverage Subrogation...
RemoteDefense & Systems Chief Compliance Officer (D&S CCO)
- GE Aerospace
- Norwalk, CT
- 30+ days ago
- Norwalk, CT
- 30+ days ago
Job Description Summary The Defense & Systems Chief Compliance Officer (D&S CCO) provides executive-level domain expertise in risk management and local regulatory compliance, while demonstrating...
In PersonSr Counsel, Liability Trial Attorney
- Travelers
- Melville, NY (23 miles from Norwalk, CT)
- 45+ days ago
- Melville, NY (23 miles from Norwalk, CT)
- 45+ days ago
Who Are We? Taking care of our customers, our communities and each other. That's the Travelers Promise. By honoring this commitment, we have maintained our reputation as one of the best property...
In PersonCompliance Officer US Central Functions
- Philip Morris International U.S.
- Stamford, CT (7 miles from Norwalk, CT)
- 45+ days ago
- Stamford, CT (7 miles from Norwalk, CT)
- 45+ days ago
compliance topics such as Anti-Corruption and Competition law....
In PersonImplementation and Compliance Coordinator
- Maverick Health Solutions, LLC
- Valhalla, NY (18 miles from Norwalk, CT)
- 60+ days ago
- Valhalla, NY (18 miles from Norwalk, CT)
- 60+ days ago
About Acrisure A global fintech leader, Acrisure empowers millions of ambitious businesses and individuals with the right solutions to grow boldly forward. Bringing cutting-edge technology and...
In PersonSenior Underwriting Counsel Attorney (Tarrytown, NY)
- Surf Search
- Sleepy Hollow, NY (21 miles from Norwalk, CT)
- 90+ days ago
- Sleepy Hollow, NY (21 miles from Norwalk, CT)
- 90+ days ago
URGENT! MUST FILL NOW! SENIOR TITLE UNDERWRITING COUNSEL ATTORNEY Location: Tarrytown, NY HYBRID - 3 days a week in office *PLEASE NOTE THIS IS FOR TITLE INSURANCE, NOT PROPERTY, RISK, ETC....
HybridCorporate Counsel, Reinsurance
- Group 1001
- Stamford, CT (7 miles from Norwalk, CT)
- 90+ days ago
- Stamford, CT (7 miles from Norwalk, CT)
- 90+ days ago
Group 1001 is a consumer-centric, technology-driven family of insurance companies on a mission to deliver outstanding value and operational performance by combining financial strength and...
In PersonDemographic Data for Norwalk, CT
Moving to Norwalk, CT? Find some basic demographic data about Norwalk, CT below.
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Salary for Legal and Compliance Jobs in Norwalk, CT
Highest Education Level
Legal and Compliances in Norwalk, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Legal and Compliance position
- Intellectual Property Law
- Corporate Law
- Personal Injury Law
- Motion Practice
- Adobe Acrobat
- Legal Analysis
- Strategy Development
- Drafting
- Regulations
- Prioritizing
- Settlement Negotiation
- Advocacy
- Drug Testing
- Trial Preparation
- Appellate
- Research and Writing
- Commercial Litigation
- Dispute Resolution
- Drafting Pleadings
- Torts
- Product Liability
- Alternative Dispute Resolution
- Commercial Transactions
- Briefs
- Legal Terminology
- Oral Advocacy
- Construction Law
- Complex Litigation
- Pre-litigation
- Legal Document Preparation
- Commercial Contracts
- Construction Defect
- Software Licensing
- Corporate Governance
- Wrongful Death
- General Liability
- Professional Liability
- Insurance Defense
- Arbitration
- Litigation
- Employee Benefits
- Claims
- Juris Doctor
- Mediation
- Legal Research & Writing
- Resolution
- Estimating
- Case Management
- Reimbursement
- Closing
- Finance
- Negotiation
- Auditing
- Investigation
- Documentation
- Employee Development
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Flexibility
- Microsoft Excel
- Research Skills
- Microsoft Office
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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